Research article | Open | Open Peer Review | Published:
Prevalence and incidence of neurological disorders among adult Ugandans in rural and urban Mukono district; a cross-sectional study
BMC Neurologyvolume 16, Article number: 227 (2016)
The burden of neurological diseases is increasing in developing countries. However, there is a prominent scarcity of literature on the incidence of neurological diseases in sub-Saharan Africa. This study was therefore undertaken to determine the prevalence and incidence of neurological diseases in this setting to serve as a baseline for planning and care for neurological disorders in Uganda.
The study was conducted within rural and urban Mukono district, east of Kampala city of Uganda, central region. Over a period of six months, a cross sectional survey was conducted and screening was performed using a standardized questionnaire. All subjects with neurological symptoms and signs were reviewed by a team of neurologists and neurological diagnoses made.
Of the 3000 study subjects, 50.3% (1510/3000) were from the rural setting. Out of the participants screened, 67.4% were female, with a median age of 33 years. Among the 98 subjects with confirmed neurological disorders, the frequency of diseases was as follows; peripheral neuropathy (46.2%), chronic headaches (26.4%), and epilepsy (8.5%), followed by pain syndromes (7.5%), stroke (6.6%) and tremors/Parkinson disease (3.8%). The crude prevalence rates of these disorders (95% CI) were 14.3% (8.5–24.1); 13.3% (7.7–22.8); 33.7% (23.9–47.4) for stroke, epilepsy and peripheral neuropathy respectively. Peripheral neuropathy followed by chronic headaches had the highest estimated incidence/1000 years. Stroke had an estimated incidence of 3.6 new cases with 95% CI of (2.1–6.1)/1000 years.
Peripheral neuropathy, chronic headaches and epilepsy disorders are major causes of morbidity in Sub-Saharan settings. There is an urgent need of more robust and powered studies to determine the incidence of these diseases.
Neurological diseases contribute significantly to morbidity and mortality worldwide. Globally, stroke is the second leading cause of death after ischemic heart disease [1, 2]. The burden of neurological conditions in sub-Saharan Africa has been increasing over the years . Neurological disorders contributed to 92 million disability-adjusted life-years (DALY) in 2005 and were projected to 103 million in 2030 worldwide . The annual incidence of stroke has been estimated to be 316 per 100 000, and a prevalence of up to 315 per 100 000 with a three-year fatality of up to 84% in Africa . The yearly age-adjusted rates of stroke per 100,000 people in the developing countries, the 15 to 64 age group averaged 49 per 100,000, four times the rates in developed countries. To date, most data on mortality have been hospital-based, although the majority of stroke deaths in the region are thought to occur at home .
Epidemiological data plays an important role in identification of disease occurrence and patterns as well as associated risk factors and etiology [7, 8]. The World Health Organization estimates that by the year 2030, 80% of all strokes will occur in low and middle income countries like Uganda  which are still battling with the scourge of communicable diseases like HIV/AIDS, malaria and tuberculosis. It is also clear that, as economies improve in resource-limited areas of the world, with associated changes in lifestyle, diet and environment, diseases more often associated with the Western world (such as stroke) are on the rise.
Neurological diseases may cause disproportionate burden in sub-Saharan Africa compared to developed countries. In Africa, stroke occurs in younger age-groups (30–69 years), and the resultant economic impact is felt on country’s health system as well as the loss of income and production of those affected either directly or indirectly by the disease . Epilepsy is a much more frequent cause of death in Sub-Saharan Africa than in developed countries . A community-based study done in Ethiopia revealed that 6.3% of people with epilepsy had died over a two-year period and one-third in 20 years . In Africa, epilepsy mortality is primarily due to poorly controlled seizures and from accidents in addition to the sudden unexpected death in epilepsy (SUDEP) that is known throughout the world . It is worth noting that these frequencies are likely underestimates, particularly in resource-limited areas of the world because of poor health reporting and limited health infrastructure. In spite of many Africans dying prematurely from neurological diseases, an epidemiological transition is being observed with an increase in longevity and increase in those who develop neurological diseases that more commonly present in later-life . This transition and an increasing prevalence of neurological diseases in sub-Saharan Africa pose a major threat to livelihood and economic development.
Unfortunately, there is little epidemiological data in neurological conditions in many Sub-Saharan African countries. No adequate research has been done to determine the prevalence or incidence of neurological diseases within the Ugandan population. Therefore, our study objective was to determine the prevalence of neurological diseases in urban and rural populations of Mukono, a region surrounding the Ugandan capital of Kampala. This study serves as a starting point to inform policy on the prevalence and incidence of neurological diseases, and also serve as a baseline for planning and care for neurological disorders in Uganda.
This was a cross-sectional study.
Study site and settings
The study was conducted in Mukono district which lies in the central region of Uganda. It shares boundaries with the districts of Buikwe in the East; Kayunga along River Sezibwa in the North; Luwero in the North West; Kampala and Wakiso in the South-West; and Lake Victoria and Tanzania in the South. The district headquarters are situated in Mukono town, 21 kms East of Kampala city. The 2002 population census projected Mukono’s population to be 536,400 people with a population density of 495 people per km2. Currently, the population under 18 years is 443,946; the youth (18–30) are 175,708, while those aged 60 years and above are 38,975 . Mukono district has two health centre IV, 13 health centre III, 21 health centre II, 85 private clinics, 320 registered drug shops, 25 domiciliary maternity units and two private not for profit religious based hospitals.
Using a cross sectional community based survey, we randomly selected 3000 adults, aiming at interviewing at least one adult per household selected. About 1500 subjects from two sub-counties of Mukono Town Council and Kojja over a 6 months period from June 2014 – December 2014 were enrolled for this study. Mukono Town Council and Kojja sub-counties represented urban and rural populations respectively. This classification was based on information from the Mukono district administration and the current level of urbanization. During this community survey, 3000 adults were screened from the list of households randomly generated from a census database at each sub – county. The stepwise approach was followed as shown below; Administration of a questionnaire, physical measurements such as weight, height, waist hip ratio, blood pressure and neurological examination and laboratory measurements; including fasting blood glucose and lipid parameters .
Sample size calculations
We considered a sample of 3000 participants, larger than 2232 which was used by Dewhurst et al. (2012) . A larger sample size was considered to account for uncertainty of non-response.
We therefore selected 3000 study participants (1500 rural and 1500 urban) for this survey using multi-stage sampling procedure at the sub-county, parish and village level, using the sampling frame will be acquired from the enumeration study.
A village was targeted for recruitment once their local council agreed to participate and community meetings explaining study activities had taken place. The next step of securing engagement with the study involved direct participant candidate notification, which happened a week before arrival of the survey teams. The notification procedures were carried out to ensure maximum participant availability when the survey teams arrived, and also provide an opportunity to answer any questions about the study.
Written informed consent from all study participants was obtained before enrolment, including the use of reliable intermediaries as appropriate to ensure that the implications of participation were fully understood. Eligible adult participants and emancipated minor participants also provided informed consent. Emancipated minors are defined by the Ugandan National guidelines for Research involving human as Research participants as individuals below the age of majority, who are pregnant, married, have a child or provide for their own livelihood .
Our study used the modified version of a survey questionnaire developed by the World Health Organization (WHO) protocol for Epidemiological Neurological Disorders in developing countries which has been used by earlier studies [16, 18]. The sensitivity of the screening instrument ranges from 96% and specificity was 86% . The interviewers were trained by neurologists in the research team.
Survey screening (study phase I)
At the community level, house-to- house screening of residents was undertaken by trained interviewers. During the survey, only residential buildings were surveyed and demographic plus other relevant clinical information were obtained from the participants or household member such as a parent or first degree relative, if the person was unavailable or unable to respond appropriately to the questions asked.
All adult members of a household were eligible to take part in the survey, however only one adult member of the household member was selected to participate in the survey. If he/she agreed in principle to take part in the survey, a written informed consent was then obtained and the participant given a study number. The selected household member then would be requested to respond to the survey questionnaire. If an individual declined to participate then they would be replaced by other eligible household member where possible or the next household is approached (Fig. 1).
Neurological examination (study phase II)
After the survey, study participants who were responded affirmatively for any neurological disorder in the screening form were scheduled for a complete neurological examination performed by a neurologist on a given day at the local health center nearby. A clinical examination questionnaire included additional pain, neuropathy, epilepsy, headache, Parkinson’s disease and stroke-specific questions to further validate the diagnosis. Disease condition duration, symptoms, drug history and risk factors were also assessed.
The burden of the neurological disorders was determined as point prevalence, and defined as the proportion of patients who had a specific neurological diagnosis at the day of contact with the study researchers. The diagnoses were based on the WHO classifications of diseases . The diagnoses of these diseases were considered definite if (1) Other physicians had previously the neurological condition and the study neurologist concurred with the diagnosis and (2) the study neurologist found presenting sequelae consistent with such a diagnosis.
Collection of survey questionnaire data
After obtaining informed consent, the survey team collected the required information using a structured pre-tested questionnaire. The questionnaire was administered by face to face personal interviews at a research clinic or selected area, ensuring a setting that provided maximum privacy to conduct the interview, demographic data (age, sex, address), dietary, tobacco and alcohol consumption and medical history, socioeconomic status, family history and symptoms of neurological disease including chronic headaches, seizures, limb weakness etc. were assessed.
The screening instrument for neurological disorders was adopted from a previous survey conducted in Tanzania having a sensitivity of 87.8% and specificity of 94.9% . For all subjects who responded yes to the survey screening questionnaire an appointment for a neurological exam was scheduled within two days (Additional file 1). A full neurological history and examination was performed by a team of neurologists who would confirm or exclude a neurological disease. The individual results of the screening questionnaire, neurological history and examination were validated with a neurologist (KM, MNK, ED) were appropriate.
Ethical approval for the study was obtained from Makerere University College of Health Sciences’ School of Medicine review board and ethics committee Ref number 2013–145 and Uganda National Council of Science and Technology Ref Number. HS1551. Written informed consent was obtained before enrolling the participants into the study.
When dealing with binary outcomes from cross-sectional studies, several alternatives to logistic regression have been proposed to estimate prevalence, prevalence ratio, incidence rate and incidence rate ratio. Some of the alternative models include log-binomial regression, Poisson regression  and complementary log-log model, where the link function is log(− log(1 -π)) and the distribution is binomial . In this paper we applied the Poisson model to estimate the prevalence and prevalence ratios, and complementary log-log model to estimate incidence and incidence rates. We fitted these models to each health condition (coded 0 if absent and 1 if present). We used only the intercept models to estimate both the prevalence and incidence rate. Later, we included covariates like sex into the models to estimate the ratios. For the complementary log-log model, the logarithm of the individual’s age (a) in year was set as an offset variable. The incidence of a particular condition was then estimated by exponentiation of the model coefficient. Since log(a), expressed as years of age, was included in the model as offset for each condition, the exponential of the constant in each case, is the estimated annual incidence rate. The estimates per 100,000 years rates were obtained simply by multiplying the annual incidence rates by 100,000. The latter rates were presented for comparison purposes with prior studies. All the analyses were done in STATA version 12 (Stata Corporation, College Station, TX, USA).
A total of 3000 subjects were screened from 3858 households, with 50.3% (1510/3000) from the rural setting. Out of the participants screened, 67.4% were female, with a median age (IQR) of 33 (26–47) years. (See Table 1) Majority of the study participants 84.9% (2547/3000) were Baganda by tribe, which is the predominant tribe within the study settings.
Response to the screening questionnaire
Among the study participants, 45.1% (1352/3000) responded yes to one or more of the study questions in the screening questionnaire. The most common response was having persistent loss of sensation (numbness) in arms or legs or hands or feet not due to cold weather 66.2% (895/1352). The least common response was having polio that resulted in long term problems/disability contributing 1.0% (14/1352). See Table 2.
Among the 1352 study participants, 5.0% (68) reported that they had been told that they have a neurological disorder. However, only 38.2% (26/68) could specify the type of the neurological disorder and of these 22.2% (15/68) noted that the neurological disorder was present at the time of the survey. Stroke and epilepsy were the most common accounting for 40 and 31.3% respectively. Other disease conditions specified included spinal cord problems, mental disorder and cerebral palsy with 2 (13.3), 1 (6.7) and 1 (6.7%) respectively.
Prevalence of neurological disorders among the study participants
The highest prevalence of diagnoses made within the study group in descending order were; Peripheral neuropathy, chronic headaches, stroke epilepsy, pain syndromes and tremors (Table 3). Out of the 1352 respondents to the screening questionnaire, a total of 98 neurological cases were observed in this group of participants who turned up at the health facilities on the scheduled days. Peripheral neuropathy had 33 cases, chronic headaches 20 cases, stroke 14 cases, epilepsy 13 cases, pain syndromes 10 and tremors had 8 cases. Among the chronic headaches, cluster headaches had the lowest crude prevalence rate of 1% with 95% CI of 0.1–7.2.
Distribution of neurological diseases according to age and sex among the study participants
Nearly, two thirds of the study participants were female, 77.6% (76/98) and overall they were diagnosed with more diseases than males. Among those diagnosed with the following neurological disorders; pain syndromes, peripheral neuropathy, epilepsy, chronic headaches, and stroke, 70, 78.8, 69.2, 80 and 85.7% respectively were female. Migraine headaches were the most common type of chronic headache contributing 65%, with 85% of the sufferers being female. Stroke was more prevalent among females with prevalence of 15.8% compared to 9.1% for males. Females also had a higher prevalence (95% CI) of peripheral neuropathy 34.2% (23.3–50.2) and migraine headaches 14.5% (8.0–26.1) compared to males with 31.8% (15.2–66.7) and 9.1% (2.2–36.3) respectively. Male had a higher prevalence for epilepsy, pain syndromes, tremors and tension headaches (See Table 4).
Age distribution and estimated incidence according to the diseases
The subjects with epilepsy were younger with a median age in years (IQR) of 27 (22–32) compared to stroke subjects with median age of 57.5 (45–75) years. The median ages for peripheral neuropathy and pain syndromes were similar at 45 years. Among those with chronic headaches, the median age for migraine, tension and cluster was 40, 46.5 and 27 years respectively (Table 5).
Peripheral neuropathy followed by chronic headaches had the highest estimated incidence/1000 years. Stroke had an estimated incidence of 3.6 new cases with 95% CI of (2.1–6.1)/1000 years (Table 6). There were no differences among those who were normal, underweight, overweight and obese study participants (Table 7).
Sub-Saharan Africa is experiencing a dramatic increase in non-communicable diseases (NCDs)  including neurological conditions. Determining the distribution of neurological disorders in sub-Saharan Africa is needed to enable health care planning. There is a dearth of information on incidence and morbidity of non-communicable diseases in sub-Saharan Africa, including Uganda.
This is the first neurological disorders survey done in Uganda. The overall point prevalence of neurological diseases was 3.3%. The crude prevalence of stroke was 14.3%; (95% CI:8.5–24.1). This is within the worldwide prevalence of stroke which varies between 4 and 20 per 1000 population [24, 25]. The estimated incidence (95% CI) for stroke was 360 (210–610) per 100,000 years. This is higher than figures reported from Nigeria, 134/100,000  but lower than settings such as 424/100,000 in Bombay, India,  461/100,000 in Cotonou, Benin , and 620/100,000 in China . Our observed trend of increasing stroke prevalence among women differs from earlier studies [25, 30, 31]. Plausible reasons for this observation include the fact that more women seek health care compared to men [32, 33]. Reports from hospital-based studies still show that more than half of stroke subjects admitted are female.
The crude prevalence of epilepsy in our survey was 13.3% (95% CI of 7.7–22.8) with an incidence rate of 320/100,000 years (95% CI of 180–540) in Mukono district. This is lower than rates reported in Egypt (550/100,000), UK (400/100,000) and India (883/100,000). However, this is higher than an earlier study conducted in Uganda which reported an overall crude incidence rate of 215 per 100000 person-years, (age-adjusted: 156 per 100000 person-years). People with epilepsy in our survey were not routinely attending and receiving anti-epileptic therapy for their seizure control. The treatment gap in our setting appears due to problems with medication access, lack of follow-up, and epilepsy stigma.
The overall prevalence of chronic primary headaches was 18.4% (95% CI), this is slightly lower than earlier studies in similar regions in Africa. A higher prevalence was recorded in Zambia (72%) (gender- and habitation-adjusted 61.6%)  whereas, lower prevalence was reported in Ethiopia (21.6%)  and Tanzania (23.1%) . The differences in the prevalence could be attributed to different methodologies used, as well as cultural and population characteristics of the studied patients. Female predominance is an almost consistent finding in many other studies, which reflects the fact that primary headaches are more common in women .
Chronic headaches may remain under-detected by household members and even by general practitioners. There are little or no efforts to education communities on chronic headaches in our settings. However, the availability of pain relievers as over-the-counter medicines may be playing a role in reducing headache burden within communities. The majority of those diagnosed with chronic primary headaches had never sought formal medical care for their medical conditions.
Few studies have explored the presence of peripheral neuropathy within community populations. Majority of studies have explored neuropathy in subjects who are diabetic or HIV infected. Our study reports a crude prevalence (95% CI) of 33.7 (23.9–47.4). This was based on symptoms and clinical examination with a monofilament no objective assessment with electro-neuromyography was performed. This may over estimate the prevalence of peripheral neuropathy in our settings. Focused studies utilizing the electroneuromyography are needed to explore this. However, our prevalence rates are similar to the reported prevalence among HIV infected cohorts in a range of 35–52% [38–41]. In this study we did not exclude HIV infected individuals and this might have affected the results. Studies among HIV infected cohorts have reported a significant association of low serum albumin levels with presence of peripheral neuropathy symptoms in HIV-infected individuals [40, 42]. This study was conducted in rural and urban settings; it’s probable that low protein diet in our communities may have a role in this high prevalence and further studies are needed to explore this.
Majority of the study participants were Baganda by tribe, this is the predominant ethnic tribe in Uganda, though contributing about 17% of the total population of Uganda. Therefore these results may be interpreted with caution as they might not represent the true findings in other ethnic tribes within Uganda. National wide, multi-ethnic studies may be needed to address this.
However, there was a low participation of males in this study, probably because males have a poor health seeking behavior  and also being the main bread winners for their households might have been away during the time of the conduct of the survey.
Strengths and limitations
The studied population is representative of the general population, including the rural and urban settings in Uganda. Other strengths include use of a standardised instrument to evaluate the presence of neurological disorders and neurological examination by a team of neurologists. Limitations include cross-sectional design and the fact that incidence is better estimated by prospective studies. Not all subjects who respondents to the study questionnaire followed-up to the health facilities for medical evaluation, this might have led to under-reporting of diseases. There was a low participation of males and this might not reflect a true prevalence among this population. The study enrolled only adults and excluded those aged less than 18 years, further studies are needed to describe the prevalence of neurological diseases in children.
Neurological diseases identified in this large Ugandan survey are similar to those in the majority of tropical countries. Stroke, epilepsy, chronic headaches and peripheral nerve disorders were the most frequent neurological conditions. Further prospective studies need to be conducted to determine the true incidence of these diseases in our settings.
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We thank Doreen Birungi for the support and guidance. We also thank our survey subjects for participating in this study.
This study was supported by the National Institute of Neurological Disorders and Stroke of the National Institute of Health under MEPI – Neurology linked award number R25NS080968. The funder had no role in study design, data collection and analysis, decision to publish, or preparation of the manuscript.
Availability of data and materials
The minimal dataset underlying the findings in the manuscript is stored on the local server of our research group and is available for other researchers on request after approval of our local ethics committee, School of Medicine, Research and Ethics Committee (SOMREC).
MK, ED, and MNK collected data during the survey; LM and MK performed data analyses; MS, MD, AF and EK designed the study; LM, MK, MNK and MS wrote the paper. MS, MD, AF, and EK revised the manuscript for important intellectual content. All authors discussed the results and commented on the manuscript. All authors read and approved the final manuscript.
MK is a physician working in the neurology unit at Mulago hospital since 2006, ED is a neuro physician with vast clinical experience in neurology, working at St Francis Hospital, Nsambya. MNK is training as a neuro-physician in the neurology unit of Mulago hospital since 2009. LM is a biostatistician/clinical epidemiologist working with the Infectious Diseases Research Collaboration, Mulago and the Interuniversity Institute for Biostatistics and Statistical Bioinformatics, Hasselt University, Diepenbeek, Belgium. MS is a Professor of adult psychiatrist, Director, Neurological and Behavioral Outcomes Center, UH Cleveland Medical Center and Director, Geropsychiatry Program, MD is a Professor of neurology, University Hospitals, Cleveland medical center. AF is a Professor and Chairman of Neurology, Gilbert W. Humphrey Chair in Neurology and EK is a Professor of neurology and Fellow, Royal College of Physicians (UK).
The authors declare that they have no competing interest.
Consent for publication
Ethics approval and consent to participate
Ethical approval for the study was obtained from Makerere University College of Health Sciences’ School of Medicine review board and ethics committee Ref number 2013–145 and Uganda National Council of Science and Technology Ref Number. HS1551. Written informed consent was obtained before enrolling the participants into the study.
Screening questions. (DOCX 157 kb)