Risk variants of the α-synuclein locus and REM sleep behavior disorder in Parkinson’s disease: a genetic association study

Parkinson’s disease (PD) is a highly heterogeneous disorder. The prospect of linking clinical subtypes of PD to specific disease mechanisms and pathways would represent an important advance for optimization of clinical trials and, eventually, individualized treatment. Differences in the genetic basis of disease are often assumed to underlie variability in symptoms. Yet where large case-control studies have identified a range of common loci affecting disease risk for sporadic PD, the evidence for genetic modulation of the clinical presentation is currently scarce.

RBD is a parasomnia characterized by absence of muscle atonia during REM sleep. Affected individuals typically present vigorous motor activity and vocalization while they “live out their dreams”. Patients with idiopathic RBD are at high risk of developing neurodegenerative disease, in particular those disorders that are histopathologically characterized by α-synuclein aggregates [1]. The parasomnia is a frequent clinical feature in all synucleinopathies, including PD, where RBD affects about half of the patients and has been associated with more severe dysautonomia, cognitive impairment and increased risk of dementia [2, 3]. In contrast, RBD is rare in tauopathies like Alzheimer’s disease (AD) and progressive supranuclear palsy [4].

Synuclein and tau pathologies are neuropathological findings that despite considerable overlap reflect distinct disease processes. Both the α-synuclein (SNCA) and the tau (MAPT) gene regions are major susceptibility loci for sporadic PD, corroborated in several large GWAS [5]. Since RBD is strongly associated to synucleinopathies, we hypothesized that SNCA variants conferring risk of PD would also predispose to an RBD phenotype. Based on insights from neuropathology, we did not expect a similar effect of MAPT variability. We assessed RBD status and investigated SNPs representing SNCA and MAPT association signals in 325 PD patients from Norway, using data from PPMI as a replication set.

RBD is highly prevalent in the PD population, and the present study is to our knowledge the first to explore genetic risk factors for pRBD within this context. The idiopathic form of the parasomnia is rare, yet intensively researched as one of the strongest known clinical markers of prodromal neurodegenerative disease. A recent case-control study investigated top-hits from PD GWAS in 261 patients with idiopathic RBD and 379 healthy controls, reporting significant associations with MAPT and SCARB2 [13]. Assuming that MAPT could conceivably be an equally strong risk factor for PD without RBD, their findings are not necessarily in conflict with the lack of association with MAPT seen in the present study. Although other loci were negative, the authors noted non-significant odds ratios that resembled those seen in PD for several other signals, including SNCA. Importantly, the secondary SNCA GWAS signal highlighted in the present study was not investigated.

Knowledge about the contributions of common genetic variants to clinical variability in sporadic PD is currently limited. SNCA variability has been reported to be associated with both motor progression and cognitive outcomes, but results have varied across studies [14–16]. Evidence is currently accumulating both for other single loci and for the cumulative genetic risk burden with respect to their influence on motor and cognitive progression, although most published studies are moderate in sample size [15, 17–19]. Where motor symptoms and cognition are strongly associated with age and disease duration, RBD is arguably a more distinctly dichotomous clinical feature, showing weaker association to most demographic data. RBD occurs only in a proportion of PD patients and may appear even before motor symptoms [4]. RBD has been interpreted as a probable indicator of more extensive neuropathology in PD [2, 3]. Our finding suggests a specific genetic architecture predisposing to PD with pRBD, strengthening the rationale for RBD as marker for a dichotomy into PD subtypes.

The associated variant is located in the 5′ region of SNCA and represents a secondary GWAS signal, emerging as significant when conditioning on the 3′ top-hit SNP. While the causal mechanisms linking genetic variation to disease processes on a molecular scale are currently unknown, they are likely to involve complex regulatory networks specific to tissue subpopulations [20, 21]. Possibly, the discrepancy between the 3′ and 5′ variants’ effect on pRBD observed in the present study might reflect regional differences in neuronal SNCA regulation, indicating that multiple genetic risk variants at the same locus may carry a distinct pathogenic relevance.

We find that disease duration is longer in PD patients with pRBD. This is seen in some studies [22, 23]. However, several studies have shown that RBD can precede motor symptoms by decades, and thus the impact of disease duration on RBD symptoms is still unclear. Additionally, use of antidepressants is higher in the pRBD group. Antidepressants may increase the frequency of RBD, and could thus be a confounder [24].

A limitation of our study is the lack of polysomnography, as we are not able to identify RBD with absolute certainty. However, RBDSQ is widely used in larger studies, including the PPMI. Furthermore, according to the DSM-5 criteria for RBD, a suggestive history is enough to diagnose RBD in patients with an established synucleinopathy. Mean disease duration is 9 years, which supports the clinical diagnose of PD.

pRBD was significantly associated with a known GWAS-hit variant in the 5′ region of SNCA, highlighting how distinctive clinical features in PD may depend on the genetic basis of disease.

Our study provides proof of principle for the integration of clinical, neuropathological and genetic observations to gain novel insights into the heterogeneous nature of sporadic PD. We anticipate a range of similar genotype-phenotype correlations emerging in future studies, mapping the clinicogenetic landscape of PD, with important implications for future therapeutic strategies.