Patients
We retrospectively reviewed the medical charts of neonates admitted after birth to a level IV neonatal intensive care unit (NICU) at Rady Children’s Hospital (RCH) between January 2015 and December 2018 who were diagnosed with HIE. Neonates qualified for therapeutic cooling according to the most recent Cochrane Review [10]: (1) newborns ≥ 35 weeks gestation; (2) evidence of peripartum asphyxia (at least one of the following): APGAR ≤ 5 at 10 minutes, mechanical ventilation or resuscitation at 10 min, and/or cord pH < 7.1 or an arterial pH < 7.1 or base deficit ≥ 12 within 60 min; (3) evidence of encephalopathy according to Sarnat staging; and (4) no major congenital abnormalities recognizable at birth. Neonates in our study were identified by (a) searching RCH’s entries into the Children’s Hospital Neonatal Database and (b) reviewing neonatal neurology consultation service records. Data from all patients were de-identified. The need for informed consent was waived by the ethics committee/Institutional Review Board of the University of California, San Diego School of Medicine and Rady Children’s Hospital because of the retrospective nature of the study.
Inclusion and exclusion criteria
Neonates with the diagnosis of HIE, therapeutic cooling performed, and MRI obtained within the first 10 days of life were included. Neonates whom MRI studies were obtained beyond 10 days of life were excluded to prevent the phenomenon of “pseudo-normalization” to confound our findings [11]. Neonates without MRI studies, lacking documentation of HIE, unqualified for therapeutic cooling, or transferred to our facility later than day of life 1 were excluded as well.
Data collection
Data were extracted from the medical charts and included: gestational age, birth weight, method of delivery, acute events surrounding delivery (non-reassuring fetal heart tones, pre-eclampsia, placental abruption, uterine rupture, cord prolapse, nuchal cord, meconium stain, and chorioamnionitis), intubation, and chest compression. APGAR scores were taken at 1, 5, and 10 minutes. Cord blood gases and the earliest venous and arterial blood gases were collected from the NICU admitting note or first neurology consult note. Sarnat staging (mild, moderate, or severe) was collected from the first neurology note because it usually had the first and only documented Sarnat staging score.
Data on presence or absence of seizure, EEG report and anti-epileptic therapies given during NICU admission were collected. Neonates who underwent therapeutic cooling were standardly placed on video EEG on admission and continued for at least 24 hours after re-warming. A full neonatal montage recording was made with the following channels FP1-T3, T3-O1, FP1-C3, C3-O1, FP2-T4, T4-O2, FP2-C4, C4-O2, T3-C3, C3-Cz, Cz-C4, C4-T4, FP1-O1, FP2-O2, C3-C4, and EKG. Neonates with clinical, electrographic, and/or clinical with electrographic correlate seizures were included in the seizure group. Clinical seizure is defined as abnormal movements thought to be seizure and subsequent treated with an anti-epileptic prior to the neonate being hooked up to EEG. Seizure burden was categorized by seizure frequency (none, 1 seizure, 2 or more seizures, or status epilepticus, which is defined as > 30 min of seizure within any 1-hour epoch) and number of anti-epileptics used (none, 1, 2 or more not including midazolam drip, or includes midazolam drip). The most abnormal EEG background was determine based on the EEG report in the first 24 hours, categorized as normal, mild/moderately abnormal, or severely abnormal (markedly excessive discontinuity, burst suppression, gross interhemispheric asynchrony, or extreme low voltage).
For splenial changes, all the MRI images were blindly reviewed by a pediatric neuroradiologist (DNV) for the presence or absence of restricted diffusion in the splenium. For the presence or absence of any abnormality in the cortical ribbon, deep gray matter, or subcortical white matter, data was obtained from the MRI report. The MRI brain (without contrast or with and without contrast) was obtained as early as 24 hours after re-warming. If a patient had undergone more than one MRI examination, the earliest scan was utilized for the analysis.
As part of our routine clinical care for neonates with HIE, neurodevelopmental testing using the Bayley Scales of Infant Development, Third Edition (BSID-III) was performed by trained medical providers upon follow up in the high-risk infant clinic. This specialty clinic evaluated the growth and development of infants at risk for neurologic problems or developmental delays after discharge from the NICU. Children are usually seen first around 6 months of age and then 1 to 2 times per year after until 3 years of age. For further analysis, scores obtained at 12 to 18 months of age and > 18 months of age were used. A moderate delay was defined as a BSID-III score 1 to 2 standard deviations below the norm, i.e. lowest composite score of 70 to 84 in any of three domains (cognitive, language, and motor). Severe delay was defined as a BSID-III score greater than 2 standard deviations below the norm, i.e. less than 70 on any of the three tested domains or a complete inability to assign a score due to severe mental deficiency.
Statistical analysis
Data were summarized with counts (percentages) for categorical variables and as the mean ± standard deviation for continuous variables. Sample characteristics, including gestational age at birth, sex, and day of life at the time of MRI, were investigated using descriptive analyses. The value of MRI findings with respect to seizure presence was expressed as sensitivity, specificity, positive predictive value (PPV), negative predictive value (NPV), positive likelihood ratio (LR) and negative LR. To determine if there was a relationship between seizure, pH level, APGAR score, MRI abnormality and neurodevelopmental outcome, the following groups were formed: (a) presence or absence of seizure, (b) pH < 7.1 or ≥ 7.1, and (b) APGAR score ≤ 5 or > 5 at 5 and 10 minutes. Group differences were examined using Chi-square analysis or unpaired t-test using SPSS Statistics. Significance was set at P ≤ 0.05.